Manager, Compliance
TORONTOonsitemanager
Posted today · via Workday
About this role
Job Description What is the opportunity? As Manager, Compliance, you will provide support to the Wealth Management Canada businesses, including DS Retail , by overseeing the Compliance Advisory Team’s adherence to service level and quality expectations in respect of inquiries from the DS Retail branch network, compliance with applicable operating models, and timely and accurate completion of monitoring activities. You will also directly support CCO on various matters, including reporting, regulatory inquiries and special projects. What will you do? Oversee advisory inquiries, ensuring timely and complete responses by the Advisory Team.…
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What we'd score you on
reqspace match rubricFive dimensions, recruiter-grade. Upload your resume and we'll generate a written explanation of where you fit and where the gaps are.
1
Skills match
We compare your skills against the role requirements.
2
Level fit
This role is manager-level. We check your trajectory against it.
3
Domain experience
Your work in the role's domain matters more than your years total. We weight recent and direct experience.
4
Recency
A skill you used last quarter weighs more than one from five years ago. We grade on recency, not lifetime.
5
Location fit
This role is based in TORONTO. We weight your proximity and willingness to relocate.
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Free · no card · written explanation included
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