Compliance Specialist
Concordonsitemid$85K – $95K
Posted 4w ago · via Workday
About this role
Job Description: Position Overview AssetMark is seeking a detail-oriented and proactive Compliance Specialist to support the firm’s Registered Investment Adviser (RIA) and proprietary mutual fund compliance programs. This exempt-level role requires consistent use of independent judgment, analytical evaluation, and decision‑making in support of regulatory, contractual, and operational compliance obligations. The position also contributes to select fund administration activities while collaborating with internal partners, service providers, and members of the Compliance team. The ideal candidate is organized, analytical, and comfortable operating in a fast‑paced, highly regulated environment.…
Read the full description on Asset Mark Financial Holdings's site →
What we'd score you on
reqspace match rubricFive dimensions, recruiter-grade. Upload your resume and we'll generate a written explanation of where you fit and where the gaps are.
1
Skills match
We compare your skills against the role requirements.
2
Level fit
This role is mid-level. We check your trajectory against it.
3
Domain experience
Your work in the role's domain matters more than your years total. We weight recent and direct experience.
4
Recency
A skill you used last quarter weighs more than one from five years ago. We grade on recency, not lifetime.
5
Location fit
This role is based in Concord. We weight your proximity and willingness to relocate.
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