Analyst, Compliance Advisor

Job Description: The Role Establishing and maintaining compliance rules in the core compliance engine Supporting daily monitoring of pre and post trade activities for specific equity, fixed income and alternative funds and accounts, including complex investment strategies Reporting of beneficial ownership in an accurate and timely manner Determining impacts to filing requirements based on internal and external factors (e.g., investment strategies, corporate restructuring, regulatory changes) Identifying and resolving potential material non-public information and information barrier matters Communicating to and educating portfolio managers, traders and internal business partners regarding client, regulatory, prospectus, Board, and internal policies Providing AMC management with information…