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Fidelity Investments

Compliance Advisor

Londononsite

Posted today · via Workday

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About this role

Job Description: The Role Daily trade monitoring for specific equity, fixed income and alternative funds to ensure that investment policy limitations are followed Educating portfolio managers and traders on applicable fund/account guidelines and trading policies; and implementing effective mechanisms to provide timely reporting Providing the Asset Management Compliance leadership team with information on current trends and issues recognised during assignments, and recommending & implementing strategies plans for improvement Communicating client, regulatory, prospectus, Board, and internal policies to portfolio managers and traders Supporting the Asset Management Information Barrier programme, including assessing inadvertent receipt of non-public information, establishing, and removing info…

Read the full description on Fidelity Investments's site →

What we'd score you on

reqspace match rubric

Five dimensions, recruiter-grade. Upload your resume and we'll generate a written explanation of where you fit and where the gaps are.

1

Skills match

For this role: teams

2

Level fit

We check your title trajectory against the seniority signal of the role.

3

Domain experience

Your work in the role's domain matters more than your years total. We weight recent and direct experience.

4

Recency

A skill you used last quarter weighs more than one from five years ago. We grade on recency, not lifetime.

5

Location fit

This role is based in London. We weight your proximity and willingness to relocate.

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Skills in this role

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