Sr. Associate, Compliance
Darienonsitesenior
via Greenhouse
About this role
The Compliance team is looking to add a Sr. Associate to their team in Darien, CT or Philadelphia, PA. This role offers a high degree of visibility and opportunity for advancement. THE SUCCESSFUL CANDIDATE IS EXPECTED TO: Assist in supervising/analyzing the firm’s compliance program and advocating for a strong culture of compliance with all employees Maintain firm’s Compliance Manual and perform annual compliance assessment Monitor employee’s compliance with firm’s Code of Ethics, including personal trading policies Aid in regulatory filings, such as Form PF, 13F, 13H, 13G, ADV, etc.…
What we'd score you on
reqspace match rubricFive dimensions, recruiter-grade. Upload your resume and we'll generate a written explanation of where you fit and where the gaps are.
1
Skills match
We compare your skills against the role requirements.
2
Level fit
This role is senior-level. We check your trajectory against it.
3
Domain experience
Your work in the role's domain matters more than your years total. We weight recent and direct experience.
4
Recency
A skill you used last quarter weighs more than one from five years ago. We grade on recency, not lifetime.
5
Location fit
This role is based in Darien. We weight your proximity and willingness to relocate.
Score yourself on this role.
Free · no card · written explanation included
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