Manager, Compliance of Regional Wealth Management (SG)

Singaporeonsitemanager

Posted today · via Workday

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About this role

Define your future at HL Bank Singapore Functional (job responsibilities) Assist Head of Compliance, RWM to: Compliance Assurance Implement RWM Compliance framework with constant reviews and updates on regulatory compliance of the department. Drive and facilitate a culture of compliance across all business units within the division. Ensuring all business units within the department comply with internal policies, guidelines and regulatory requirements Develop and provide guidance to all business units in completing self-assessments. Implement a plan for checking and/or perform on-site audit on compliance and controls of all business units within the division. Able to identify root causes and take appropriate measures to rectify weaknesses immediately.…

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