Dir, P3, Oversight, Monitoring and Testing : Job Level - Director

Remoteremotedirector$62K – $83K

Posted today · via Workday

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About this role

We're seeking someone to join our team as a Branch Examiner in Wealth Management Compliance to perform independent oversight and execution of risk-based branch examinations across retail locations, serving as a key partner in strengthening supervisory practices and safeguarding the Firms regulatory integrity. In the Legal & Compliance division, we assist the Firm in achieving its business objectives by facilitating and overseeing the Firm's management of legal, regulatory and franchise risk.…

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Location fit

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