VP, CCO, Clark Capital Management Group

PA - Philadelphia - 1650 Market Street Floor 53onsitevp

Posted 1w ago · via Workday

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About this role

Job Description Summary Uses extensive knowledge and skills obtained through education and experience to manage and oversee the operation of all compliance functions for a specific division/department of Raymond James and Associates. Manages the RIA specific Compliance program for Clark Capital Management Group. Leads major projects, programs or processes with significant business impact involving cross-functional teams. Works with members of the Portfolio Management, Client Relationships, Risk, Legal and business leadership teams to develop tactical plans for compliance initiatives. Works directly with Compliance Departments of institutional clients and various Boards of Directors. Completes complex assignments with substantial latitude for autonomous actions or decisions.…

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This role is based in PA - Philadelphia - 1650 Market Street Floor 53. We weight your proximity and willingness to relocate.

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