Compliance Officer, SEI Retail Transfer Agency
USA - PA - Oaksonsite
Posted 5 days ago · via Workday
About this role
We are seeking an experienced compliance professional to support the oversight, administration, and ongoing enhancement of the compliance programs governing STARS, SEI’s retail transfer agency business, and the firm’s AML, sanctions, and financial crimes compliance functions. The role will partner closely with business, operations, technology, legal, and compliance stakeholders to develop, implement, monitor, and enhance policies, procedures, controls, and governance processes designed to promote compliance with applicable federal securities laws, transfer agent regulations, Bank Secrecy Act requirements, OFAC sanctions requirements, and other financial crime obligations.…
What we'd score you on
reqspace match rubricFive dimensions, recruiter-grade. Upload your resume and we'll generate a written explanation of where you fit and where the gaps are.
1
Skills match
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2
Level fit
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3
Domain experience
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4
Recency
A skill you used last quarter weighs more than one from five years ago. We grade on recency, not lifetime.
5
Location fit
This role is based in USA - PA - Oaks. We weight your proximity and willingness to relocate.
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