BU Compliance - Assistant Manager

Bangaloreonsitemanager

Posted today · via Workday

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About this role

Onboarding of new clients for investment compliance by understanding the client requirements, interpreting the prospectus / investment mandate and extracting compliance restrictions to create a compliance rule matrix. Liaise with clients to obtain additional information that may be necessary from time to time to code compliance matrix into the compliance system. Perform annual review of compliance rules in the matrix by comparing them against updated prospectuses/SAIs. Research ad-hoc queries from compliance reporting team to determine if client portfolio is in line with the investment guidelines Liaise with coding team for maintenance of rules in the system to ensure accurate daily and monthly compliance reporting is disseminated to clients.…

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Recency

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Location fit

This role is based in Bangalore. We weight your proximity and willingness to relocate.

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