The Guardian Life Insurance Company Of America

Trade Reporting and Margin Team Leader

New Yorkhybrid$103K – $170K

Posted 2 days ago · via Workday

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About this role

The Manager, Trading Operations & Controls is responsible for leading the firm's trading operations governance, regulatory reporting, and trading control framework across both the Broker-Dealer (BD) and Registered Investment Advisor (RIA) businesses. This role oversees critical trading functions including best execution, trade supervision, trading rules management, regulatory reporting, margin oversight, trade corrections, and order review processes, while ensuring compliance with regulatory requirements and internal policies.…

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