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Troweprice

Senior Analyst, Investment Compliance

Londononsitesenior

Posted 1w ago · via Workday

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About this role

KM3 Role Summary Investment Compliance is a global team responsible for ensuring compliance with a diverse set of requirements, including regulatory, prospectus, client-directed, internal investment, and operational restrictions for portfolios managed by T. Rowe Price. This position is responsible for the onboarding of new accounts and products, oversight of amendments to existing accounts, and programming of all restrictions into the firm’s investment compliance monitoring system, Charles River (CRD). This position is also responsible for pre-trade, post-trade, and portfolio (T+1) monitoring activities inclusive of alert investigation, reporting, and associated stakeholder notification or escalation.…

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1

Skills match

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2

Level fit

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3

Domain experience

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4

Recency

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5

Location fit

This role is based in London. We weight your proximity and willingness to relocate.

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